Policy

 

After LDTC, Come Raise a Glass to Open Government!

You're invited to attend a Transparency Happy Hour on Wednesday, May 22, from 5:30-7:30 at Bullfeathers, in Washington, D.C. Join advocates, activists, academics, and staffers for an evening of fun... and the opportunity to unwind after the day's Legislative Data and Transparency Conference!

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When Are Public Officials' Calls and Emails Public Records?

Public officials are elected or appointed to do the people's business, but what happens to transparency when they do that business through private channels? There have been cases across the country revolving around public officials using private methods of communication -- like personal email accounts or cell phones -- to conduct public business. When citizens request to know more about business done by their representatives, these private communications have, at times, served as blocks to the public's right to access information. As some of these cases are being decided in courts, we've seen a wide variety of responses from state and local governments about how to handle this public records issue.

In Alaska, such a case made it all the way to that state's Supreme Court. A citizen questioned the practice of former Governor Sarah Palin using a personal email account to conduct public business. Alaska's Supreme Court decided that if the state's employees use personal email for public business, those records must be made available to the public.

At least one government body on the other side of the country reached a similar conclusion about the value of keeping public business in the public record. The Washington, D.C., council voted to require members and employees to conduct public business on their public accounts. This move came after an open government group sued the council for not sharing public business done on personal accounts. The Mayor has also directed government employees to stay away from using personal email accounts for official business.

Not all government bodies are moving toward requiring this kind of disclosure, unfortunately.

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Over 170k Award Notices Missing From FedBizOpps

As part of our recent procurement initiative, I've been playing around with the data present in FedBizOpps, ( or FBO.gov) -- it’s the single point of entry for posting all government solicitations, award notices, and various other informational notices regarding government contracts. In short, all contracts awarded must be reported here. What is immediately striking is that the number of awards posted to FedBizOpps does not come even remotely close to the number of awards in USASpending.gov -- the database that tracks contract spending. FedBizOpps reports a mere 8,138 contracts awarded for 2012, while USASpending reports 178,375 contract awards for that same year.

Common sense tells us that the number of contracts in each database should match. The fact that they don’t is a mystery at the moment, but the problem could be due to broadly defined exceptions, or even poor reporting and oversight as we've seen in other cases involving government reporting. In order to see specifics in the data and run an analysis, I extracted the data into a postgresql database. The data source I used is an XML file on fbo.gov's FTP server, which seems to include data from the last 13 years.

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How Unique is the New U.S. Open Data Policy?

The White House’s new Executive Order may be significantly different than the open data policies that have come before it on the federal level, but where does it stand in a global -- and local -- context?

Many folks have already jumped at the chance to compare this new US executive order and the new policies that accompany it to a similar public letter issued by UK Prime Minister David Cameron in 2010, but little attention has been paid to one of the new policy’s most substantial provisions: the creation of a public listing of agency data based on an internal audits of information holdings. As administrative as this provision might sound, the creation of this listing (and the accompanying scoping of what information isn’t yet public, but could be released) is part of the next evolution of open data policies (and something Sunlight has long called for as a best practice).

So does this policy put the U.S. on the leading edge?

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The Impact of Opening up Lobbying Data

We found a varied landscape when we explored what cities include in releases of lobbying data and how they release it, but one thing is clear: Disclosing and contextualizing lobbying data can have a high impact on a community. Journalists and other watchdogs who dig into municipal lobbying information have unearthed a wide range of stories illustrating the relationships between money, access to power, and the decisions made by those who have power. Raw lobbying information alone doesn't necessarily make for an insightful story about the world of political influence, but it's a key data set that is essential to revealing these kinds of narratives.

This is especially clear in Philadelphia, where information from the city's lobbying registrations and quarterly reports have been pulled into a searchable, sortable database called Lobbying.ph. Casey Thomas, a Philadelphia developer, was part of the team that created Lobbying.ph at a local hackathon in February 2012, and he expanded on it before joining AxisPhilly, a non-profit news organization, later that year. AxisPhilly now houses and maintains the project.

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Evaluating Municipal Lobbying Data: Philadelphia

Philadelphia-sculpture

“Consistent” is not the first word one would use to describe the landscape of lobbying data released by municipalities. As revealed by our research, the formats and range of information local governments collect and disclose about lobbying activity varies quite a bit from one community context to another. After exploring the best practices for collecting and releasing this information, we created and recently published a Municipal Lobbying Data Guidebook. This guide addresses not only what kinds of information should be included in an ideal lobbying dataset, but also information about how that data should be collected and shared, regulated, and examples of the impact of having this information made available in an open way. (Something we’ll continue to explore in future posts.)

So how do municipalities measure up to these standards? We took a close look at three cities -- Austin, Chicago, and Philadelphia -- to explore what they’re doing well and where their lobbying disclosure can improve.

We've already covered Austin and Chicago. Now we turn to look at Philadelphia, which is a unique case in this set of cities.

WHAT COULD (AND WAS SUPPOSED TO) BE

Philadelphia's online lobbying disclosures were never supposed to look like they do now. When the lobbying disclosure law passed in 2010, the city contracted for software that would utilize electronic filing and share the information in a searchable format -- a requirement under the new law. The city had to cancel that contract, though, when the vendor failed to produce working software for the lobbying portal.

The city's current lobbying disclosure website is a temporary solution. Philadelphia recently put out a notice of intent to contract* for a new website with Acclaim Systems Inc -- the same company working on the state of Pennsylvania's lobbying disclosure system. The RFP for Philadelphia's new website includes a call for the use of unique ID numbers for filers; a way to publish registrations and expense reports "as PDFs and as data to the public searchable site"; user ability to search and download registration and expense reports "easily via the Internet" and to generate PDFs for each of these; and to create an online directory of lobbyists with photos.

The goal is essentially to have Philadelphia's website meet the two stipulations called for in the lobbying disclosure law: e-filing and searchability. The RFP calls for a system "that can be designed and implemented in a four-month timeframe or less," so if the contract receives final approval soon the site could be up this year.

Having some information available in the meantime is better than having none at all. We evaluate the current website with this in mind and with an eye toward how the next iteration of the website that comes after this placeholder might look.

WHAT EXISTS NOW

I. What data is available

Philadelphia links to its lobbying information from a webpage on its Board of Ethics site. It makes registration and reporting forms and instructions available. It also posts some completed lobbying registrations and expense reports.

The lobbying registration forms require the date of registration, the lobbyist name, address, and contact information, details about any affiliated political action committees or candidate political committees, and the name, address, and contact information for any principals or lobbying firms. This level of detail is in line with Sunlight’s Guidebook recommendations.

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Calling for Common Sense (and Bulk Data) in California

 

Request denied.

That’s the response MapLight, California Common Cause, and 10 other media, transparency, and reform organizations (including Sunlight) received last Wednesday to a letter submitted to the office of California’s Secretary of State.

The letter made a simple request of Secretary Debra Bowen’s office: Add the option of downloading bulk data from California’s campaign finance and lobbying database (Cal-Access) by posting this information in one, single, downloadable file on this public website, and keep this information up-to-date. Not quite a hamfisted transparency reform, but one that’s proved to be quite revealing about online disclosure in the Golden State.

Currently there are only two ways to access the information contained on Cal-Access. The first is to slowly surf through the portal’s online interface, choosing limiting, specific sub-fields of information types (i.e Listing by Certified Election Candidates; Incumbents; etc), and relying on the system to generate specific reports that do not allow users to easily compare (or download) information.

The second way is via CD-ROM. Yes, to gain “open” access to structured, bulk data from the state of California about campaign finance and lobbying information, you need to submit a request and pay $5 and wait for the state to send you a CD-ROM.

There are a lot of problems evident in this scenario, not the least of which is the delay (up to a month!) caused by needing to translate information that already exists in an electronic format into a “physical” one (the CD-ROM). This delay not only costs the state in terms of staff time and resources, but also has a huge cost to the citizens of California. Californians have a right to unfettered access to public information -- like lobbying and campaign finance reports -- which provide vital knowledge and data about how the state government operates and who is trying to influence that power.

Five dollars -- or fifty -- is too high a cost to pay for this access.

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Evaluating Municipal Lobbying Data: Chicago

Chicago-skyline

“Consistent” is not the first word one would use to describe the landscape of lobbying data released by municipalities. As revealed by our research, the formats and range of information local governments collect and disclose about lobbying activity varies quite a bit from one community context to another. After exploring the best practices for collecting and releasing this information, we created and recently published a Municipal Lobbying Data Guidebook. This guide addresses not only what kinds of information should be included in an ideal lobbying dataset, but also information about how that data should be collected and shared, regulated, and examples of the impact of having this information made available in an open way. (Something we’ll continue to explore in future posts.)

So how do municipalities measure up to these standards? We took a close look at three cities -- Austin, Chicago, and Philadelphia -- to explore what they’re doing well and where their lobbying disclosure can improve.

Last week we covered Austin. Now we turn to Chicago.

I. What data is available

Chicago has two hubs for its information related to lobbying: One is on the Board of Ethics website, and the other is in its data portal, though you can also find these records in the reports section of the Electronic Lobbyist Filing System, which links to a search function and back to the data portal. As we noted when we surveyed the landscape of municipal lobbying data, Chicago appears to release some of the most detailed lobbyist data among U.S. cities. The city's data portal contains information about registered lobbyists, activity, compensation, gifts, expenditures, and termination. Many cities don't collect this much detailed information, let alone post it online.

This data includes many of the form fields mentioned in our Guidebook and some further levels of detail. Registration and termination forms for 2013 include lobbyist names, addresses, and contact information; the filing date and termination date, if relevant; and client information including their address, contact information and industry.

Activity reports include the name of the agency contacted by the lobbyist along with the client being represented and the topic of the action requested. The reports also show how many administrative or legislative actions were requested.

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