NARA

 

OpenGov Voices: Innovative Investigations -- How a Watchdog Group Uses the FOIA Process to Push the Limits of Transparency

Disclaimer: The opinions expressed by the guest blogger and those providing comments are theirs alone and do not reflect the opinions of the Sunlight Foundation or any employee thereof. Sunlight Foundation is not responsible for the accuracy of any of the information within the Mary-Beth-Hutchins-Cause-of-Action_Thumbnailguest blog.

Mary Beth Hutchins is the Communications Director at Cause of Action. Prior to joining Cause of Action, Hutchins spent several years at an Alexandria, VA-based public relations firm where she managed press outreach for a number of national non-profit groups.

The need for government transparency has never been greater than it is right now and at Cause of Action, we’re working to make sure it happens.

As a nonprofit government accountability organization, Cause of Action works to expose cronyism, waste, fraud and mismanagement in the federal government through a combination of investigations, education and litigation.

With our staff of investigators, lawyers and communications professionals committed to government transparency, Cause of Action frequently uses Freedom of Information Act (FOIA) requests to shed light on otherwise opaque facets of the Federal Government.

Read more

NARA Goes Fishing for Comments

The National Archives and Records Administration is asking for comments from the public on how they can make the archives of previous administrations more accessible to the public and less costly. Nancy Scola at techpresident has the details:

NARA offers up a few suggested suggestions: do away with individualized archives and gather all the presidential papers in one central location, separate archiving and memorializing duties and hand the latter to a third party, or just put the whole shebang online. NARA also floats the idea of switching to a proactive release of presidential papers instead of the piecemeal FOIA-driven approach that applies during the buffer period just after a president leaves office. But don't let their ideas stymie your creativity. "We provide these examples," they write, "to spur, not to constrain, your suggestions." ... Comments are due by next Friday, the 17th, and can be submitted via email.

Executive Orders and Whitehouse.gov

The launch of the new WhiteHouse.gov web site created a flood of blog posts that simply sought to say, "cool." A lot of other people have given some great critiques, revealing insights into the code, and summaries. A few questions and comments, mostly relating to executive orders and other researchable information, I'd like to make are below:

1) What happened to Bush's White House web site? Currently, there is no site housing President Bush's executive orders, proclamations, and other historically important material. If you do a Google search for, say, Executive Order 13233 (an order repealed by Obama) you get a White House web page that is now re-routed to the front page because there is no page for these Bush Executive Orders. Wouldn't it be cool if the WhiteHouse.gov site provided links to all previous Executive Orders (or at least linked to their pages at Archives.gov)?

2) Following on that last question: Executive Orders often mention, or repeal, previous Executive Orders. Why not link to that previously mentioned Executive Order? Or provide other links to help make the information deeper for those trying to digest it.

This is essentially the same as asking for legislation posted online to reference through linking the parts of the U.S. Code that would be affected by passage. Except here, I believe, it would be a lot easier. Simply posting the historical record of Executive Orders and linking them together in the text would make Presidential orders and directives much easier to digest. Archives.gov already does this (an example page) to some degree. At the very least the Executive Orders page should provide a link to the Archives for further reference.

Obama and Affirmative Disclosure

The Obama transition team released two new policies this week, a Creative Commons license and a radical disclosure policy. These changes don't just signal a new relationship to the public, but also create a paradigm shift in how government manages information, and could lead to much bigger things to come from the administration. Requirements for affirmative disclosure move the onus of dissemination to the government (unlike FOIA, which relies on citizen requests), and might just revolutionize the way our government views its communications.

Creative Commons

First, the transition team changed its copyright policy, and is now publishing under a Creative Commons Attribution 3.0 License. This is great news, since, contrary to popular opinion (see the comments here), transition materials aren't automatically in the public domain, despite the .gov web address. This means that reuse of their work is now encouraged, within carefully crafted guidelines, and, more importantly, that the transition team is thinking about the real effects of their publication methods. That's exactly what the Creative Commons was designed to do: to add a level and control and nuance to a legal framework designed around limitations. Whereas Copyright is about control, the Creative Commons and copyleft movements are about empowerment, through carefully crafted designations created by brilliant lawyers. (For example, "You are free to Reuse... or Remix, [so long as you] attribute the work in the manner specified by the author or licensor...)

Creative Commons licenses are affirmative designations with real legal force, enabling creativity and reuse through a carefully crafted set of nuanced licenses. (Keep that in mind...)

At the Table

Next, the transition team introduced their Seat at the Table feature. At first glance, "Your Seat at the Table" might look like a kitschy PR portal. What is the entire change.gov site supposed to be, if not a seat at the table? A closer look, however, reveals that this specific feature is in fact different from the rest of the site -- it's the result of a significant policy change. From the (actual) memo sent out from John Podesta, as posted on the site (pdf):

Scope: The following information will be posted on our website: 1. Documents: All policy documents1and written policy recommendations from official meetings2 with outside organizations. 2. Meetings: The date and organizations represented at official meetings in the Transition headquarters or agency offices, with any documents presented as noted above. This scope is a floor, not a ceiling, and all staff are strongly encouraged to include additional materials. Such materials could include documents (recommendations, press releases, etc.) presented in smaller meetings or materials or made public by the outside organization without a connection to an official meeting.

The footnoted section contains the real meat, since it defines what must be disclosed:

1This policy does not apply to non-public or classified information acquired from the Agency Review Process and internal memorandum. 2 An “official meeting” is defined as a meeting with outside organizations or representatives of those organizations to which three or more outside participants attend.

To summarize, the transition team has decided that all policy documents and recommendations presented at official meetings with outside groups will be posted online, and they're defining "official meetings" as those at which three or more representatives attend.

Now, it's tempting to quibble with the definition of "official meeting", but remember, this is the transition team, not the administration. They're only operational for a few months, and nothing like this has been tried before in this context, so their policy is entirely appropriate. They're posting primary resources, in near real time, and at least acknowledging the public's role as overseer and partner, and nothing says they have to. They've created a new designation (the official transition meeting), and used that designation to generate public access and oversight.

This is a brave, bold move, and the transition team deserves our praise.

Affirmative Disclosure?

All this raises a more significant question, however. What could such a program look like across the entire executive branch? In other words, does "Your Seat at the Table" scale? Could there be a system of affirmative designations that broadly opens executive branch information, just as Creative Commons has in the creative sphere?

This is pretty complex question, but we do have some other examples of government information programs that are based on managing carefully crafted records designations. Here are two...

First, think of classification, the official process by which our government keeps secrets. It's so prolific that it costs about $8 Billion per year (pdf). (That doesn't count the CIA's classification budget, which is, well, classified.)

Second, we have General Records Schedules, which are designations that the National Archives uses to standardize how administrative records are kept across the government. The FDA issues regulations on meat, and NARA issues regulations on paperwork. (Though NARA has initially resisted playing any enforcement role, despite failing preservation procedures government-wide.)

These are two enormous government programs dedicated to controlling public information. My question is this: If we have set up a complex, $8 Billion system for making secrets, and have created a complex system for managing the flow of paper throughout government, where is the public disclosure system? Who should be deciding what the public can see, and how they see it?

Should we be thinking about creating a system for proactive disclosure, where documents or data can be designated for release, RSS, API, upload, download, IG review, FTP, or whatever?

Especially after the last administration has made it easier to make secrets and obfuscate, shouldn't the Obama administration make it easier to say "Hey, someone should really be taking a look at this!".

This makes sense as a whistleblower provision, or even as a data management practice. Imagine if witnesses to malfeasance were empowered to flag troublesome documents for publication, or at least for further review, and that those designations carried some administrative or legal force, like Creative Commons licenses, or the designation of a "public meeting". Imagine if a Webmaster or CIO were capable of submitting requests to the OMB data task force, or to the Public Data Advisory Team.

Even better, imagine if all government data were given a proactive designation by an empowered centralized Information Officer, Transparency Czar, or Deputy CTO. We already do this for secret-keeping, and for historical preservation. Real-time public access should be at least as important as history and secrecy.

(discussion also on the Open House Project google group.)

Digital Preservation Under Threat?

Via dotgovwatch, it looks like the National Archives is discontinuing their Web Harvest program:

For the first time since the Internet began, the National Archives and Records Administration (NARA) will not record a snapshot of Executive Branch websites at the end of a Presidential administration.

In the article, Coby Logen notes that the valuable work of non-profits like archive.org shouldn't entirely supplant the work of the government. Federal agencies exist to protect the public interest, through a public mechanism. Our national government has a responsibility to protect and document its history. They are uniquely positioned to do so; no one else has both the reliable public mandate and the public accountability necessary for protecting historical documents.

Federal Web sites are historical documents, and NARA's Web Harvest program should be enthusiastically supported. Digital records management should enable easier and cheaper preservation, and brings the promise of more meaningful disclosure and access to both current and historical documents.

The fact that digital preservation is done by others outside NARA isn't an excuse for NARA to abdicate their responsibility, but an argument that they should be capable of fulfilling it.

As Members of Congress and Federal Agencies increasingly move their work online, robust digital archiving will only become more important, so we can understand how our government is performing its duties.

Read more

An Old Report Made New

I've been on a mission, since November 14th, to find a digital copy of S.Pub 102-20, a reference document from 1990 giving a very comprehensive analysis of all public congressional information, from an archival perspective. I've finally managed to digitize a copy (after some quality time at the scanner). It is a large file. (Click here to download a PDF.)

The preface describes it as a "study of the archival sources that document the operations of Congress." The "archival sources" described in this document comprise the entire body of public congressional information, the substance of both administrative minutiae, and legislative substance. Just as we are interested in the capacity of the public to be conscious of its legislature, we should be interested in the legislature's capacity to take stock of itself, to engage in constructive introspection. (more)

Read more

Library of Congress Website Upgrade

Via the Library of Congress blog, it looks like the LOC Website will be getting an upgrade in the coming weeks. They make a good point about choosing between providing RSS feeds and email updates, noting that many more people use email than RSS:

While only a fraction of people on the Web use RSS feeds, something like 100 percent of them use email, and this is just another part of our efforts to get information to people in the way that is most useful to them. You can get a sense for how the email updates will function by looking at the FBI’s Web site.

Happily, they’re not choosing between the two, and have a pretty broad set of RSS feeds already on offer on their RSS page.

Read more