state and local transparency

 

What does California have against transparency in local government?

The California legislature is on the brink of cutting local governments loose from compliance to public records requests. If signed into law, SB 71 and AB 76 will allow local agencies to consider certain provisions of the California Public Records Act “optional”, allowing California’s towns, cities, counties, and other local jurisdictions to decide for themselves when to follow the Act’s so-called “best practices” -- and when to ignore them.

These regressive provisions are actually part of a larger budget deal spanning many cuts: Putting the axe to public access will supposedly save “tens of millions” of dollars paid in reimbursements to local agencies by the state for compliance with right-to-know laws.

This argument has been used in California before -- that transparency legislation that benefits the public by making access to information more timely, more modern, and more readily available -- that may even reduce costs to government in the medium and long term -- costs too much in the short term for the state to even contemplate. In fact, this time last year, this argument was used to derail an amendment to the California Public Records Act (SB 1002) that would have increased the compliance of local agencies with the law in order to make more electronic versions of information available, using open formats, when possible. The California League of Cities and others reacted to this bill with umbrage, claiming that it imposed new standards of disclosure and publishing without providing the financial means to help agencies comply. Moreover, they claimed,

There is no urgency that requires that state and local governments be saddled with a new and unworkable open data standard right now that would impact all electronic records requests and all electronic records that must be posted on agency websites.

SB 1002 was not a perfect bill and, certainly, the gist of the California League of Cities’ argument is well-taken: Unfunded mandates by a state rarely make willing partners of local government. But to choose to rest on our filing cabinet laurels because there is “no urgency” to address data quality and transparency only leads to the situation that California is in today. Now the state faces not only an overwhelming amount of local government information locked in legacy systems and processes that local agencies are loath to reexamine (and the state scared to address), but a potential gaping hole in the state’s freedom of information law that would blatantly give local governments an out from operating as functional democratic institutions.

Burdens are scaled. A municipality with a population of 10,000 people doesn’t have the same data demands and filing schemas as a county home to nearly 10 million. Their resources are fundamentally different and their ability to innovate, to keep staff and integrate new technology -- let alone balance their budgets -- are different, too. But the size or wealth of a community doesn’t change whether or not you, as a resident, have a right to interact with your government, to request and receive public information, to ask questions and be answered. If the state is feeling the burn of citizens participating in a democratic dialogue with their local governments because of how that state manages its public records, then something needs to change -- not be eliminated.

If SB 71 and AB 76 are considering these measures only in the spirit of reducing the costs associated with public records requests, then California’s legislature should consider its constituents as allies: In 2004, as the Electronic Frontier Foundation reported, the citizens of California chose to “incorporate a right to government transparency into the state constitution by overwhelming majority vote” -- if that doesn’t sound like a people willing to think about the hard short-term costs to reforming the way that local and state agencies interface, distribute, and pay for the systems that support their right to know, I don’t know what does.

Under the new law, setting reasonable deadlines for responses to public records requests (currently 10 days just for notice about whether or not the information is disclosable), providing electronic copies of documents (if the records are already digital), and helping requestors identify documents will all be considered “optional.” To opt-out, a local government needs to only “orally” announce their decision at their “next regularly scheduled public meeting” that they’ll be doing so. How will you know if your local government has opted out? Perhaps you can search through the meeting minutes they post online -- unless your government has opted-out of that, too.

California is a big state and, just as burdens are scaled for smaller governments, there is no denying that bringing sunlight to all the information held by the Sunshine State is a substantial task. But as big as this burden may be, it must be tested against the importance of the public interest in upholding the integrity of the freedom of information. In this case, the interest is substantial, spanning a population of over 38 million people.

Tax dollars spent effectively to support systems that make information available to the public online, in real time, using structured, machine-readable formats are not wasted. Just the opposite. When Congress moved to gut the federal Electronic Government Fund in March 2011, we defended it because in terms of transparency and accountability, some programs (and laws) are priceless.

Sunlight joins the call to urge California to drop anti-transparency measures from SB 71/AB 76 immediately. The state’s budget cannot be balanced by rolling back transparency measures that are essential to California’s identity and functional operation. We hope that California's local governments will take a stand to defend their integrity by demanding that the Public Records Act be left out of the budget deal and that Governor Jerry Brown will veto these provisions posthaste.

Photo by Flickr user www78

From Unconference Session to Open Data Policy

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Here at Sunlight, we embrace the idea that brilliant work can grow from seeds sown during organically constructed, discussion-driven sessions -- the foundation of any unconference. Our own unconference, TransparencyCamp, has itself yielded the creation of the Brazilian civic hacking group Transparência Hackers  and CityCamp, and has served for the launch pad for Waldo Jaquith’s OpenVA, a hub for new data and APIs for Virginia, AbreLatAm, an open data unconference in Uruguay, and even inspiration for Josh Tauberer’s “Open Data is Civic Capital: Best Practices for ‘Open Government Data'”.

But what happens when the seed you are trying to plant is legislative change? How do open government unconference attendees (a mix of engaged residents, city officials, and other civic players) help make a legislative seedling grow? What next steps should be taken? Moreover, how can engaged citizens help to promote open data?

We've been thinking about these questions since Alisha Green and Rebecca Williams of Sunlight’s municipal team and Open States lead, James Turk, had the opportunity to sit in on an open data policy brainstorming discussion at CityCampNC in Raleigh, North Carolina, lead by open government guru and Code for America brigade captain, Jason Hibbets, and Raleigh Open Data Manager, Jason Hare. The “Statewide Open Data Policy” session was a popular and well attended one, and took place in every unconference’s coveted spot: the big room. Attendees included software developers, government staff members, members of local civic organizations, and civic hackers. It was a pleasure to see a session focused on open data policy-making because not only would the creation of such a policy directly support the work done at unconferences like CityCampNC, but because such a policy would have the chance to be made stronger by having so many of Raleigh’s relevant open data stakeholders assembled in one place at the same time. Below, we explore some of the strongest takeaways and lessons learned from approaching policy making in an unconference (or similar) setting.

Drafting Open Data Policy Language

The CityCampNC Statewide Open Data Policy session began their policy-making discussion by framing a desire for a statewide open data policy (as opposed to a series of municipal policies) in order to better provide for the regional needs of areas like the North Carolina Research Triangle (where CityCampNC was hosted) and provide a consistent framework for the state. Discussion of what other state policies existed commenced (Utah and New Hampshire, Hawaii in the works, California’s attempt), with eye toward the possibility of using and remixing current policies (delightfully referred to as the “open source way”) for the lightest lift in getting a viable policy in place.

There’s an important lesson here: Although the temptation to use previous legislation as a template is high (laws are after all determined on precedent, highly iterative, and are perhaps themselves the very first instance of the “open source way”) it is actually more helpful to discuss what benefits you see in open data policies that exist currently, what you like best about them, and to share resources that exist in terms of guidance when starting to develop policy. Fortunately, this is the kind of dialogue unconferences were made for. If you find yourself in a similar situation, discussing policy creation in an unconference, brigade meeting, or hackathon-type setting, let the conversation get started and turn the enthusiasm of the room into a strategy session to discuss how participants can form working groups or reach out to government constituents to draw in open data policy bill sponsors.

Creating an Open Data Policy Dialogue with Relevant Stakeholders

Ultimately, partnerships between government and transparency activists to work together on drafting policy are what created the open data policy policies and legislation out there today. The Transparency Working Group of New York City was imperative in the creation of NYC’s open data policy Local Law 11 of 2012, working together inclusively, complete with a policy hackathon and open data priorities wiki. Star players and organizers can come in many forms -- so be sure to not count out any of the stakeholders that attend your unconference. In Hawaii, local technology groups and journalists have been key to the in-progress open data policy. In Utah, it was Jason Williams, a citizen-activist and local journalist, who organized the interest in the state’s recently passed open data law. In Montgomery County, the main driver was Councilmember Hans Reimer and associates, and in New Hampshire, a legislator with a background in tech helped rally execution of their open data policy. At CityCampNC, the open data policy seession attendees used these examples and their own experience to begin identifying relevant stakeholders to reach out, including the IT committees (in both houses), a local League of Municipalities, county delegation members, local representatives, the real estate industry, and North Carolina Press.

While comparing the legislative language out there and drafting policy are excellent thought exercises, the real value in the policy unconference session isn’t to draft a legislation template then and there, but to begin the steps in engaging in the legislative process discussing how to partner with your local lawmakers and relevant stakeholders to eventually come to a consensus together.

As Sunlight revamps its Open Data Policy Guidelines this summer (SPOILER: with more local examples!) and continues its municipal transparency research (see our Guidelines to Open Data Policy Guidelines blogpost series), we hope to provide additional guidance both about how you can connect with your local government and what partnerships and processes have led to successful open data policy making. If you’re curious in following open data policy bills currently in process, check out Sunlight’s Open States and Scout for alerts. To look at local policies that have already been drafted and how they stack up against our Open Data Guidelines check out our ongoing research here. Lastly, importantly, you can reach us at local [at] sunlightfoundation.com for additional open data policy session or drafting feedback.

The Future of Civic Software Reuse?

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On Thursday June 6th at the Personal Democracy Forum (an annual conference exploring technology’s influence on politics and government), New York City’s Comptroller John Liu announced that the code behind Checkbook NYC 2.0, the city's transparency spending web portal, had been open-sourced and made available for forking on Checkbook NYC 2.0's github page. This is significant because (1) Checkbook 2.0 is enormous: it makes over $70 billion dollars in New York City spending available online in a timely, structured, and human-readable form, demonstrating that best practices in data disclosure can be followed even at scale; (2) it marks a shift to proactive civic application-sharing, by the way of the municipality’s desire to share the resources they’ve developed with other local (and even state) governments and NYC’s partnership with common municipal software vendors in this endeavor; and (3) it raises questions about what’s next for government transparency tools, civic software partnerships, and reuse.

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Recommendations for Stronger Zoning Data

Releasing zoning data is an important first step to developing a better public understanding about this local government process that impacts the most physical elements of neighborhoods. Having better standards for releasing this information could lead to even better understanding of zoning and its impacts, encouraging more reuse and analysis of the data in apps, news stories and beyond.

While zoning is an especially complex dataset because of its its many variables from city to city, among other reasons, there are a few steps cities could take to improve the quality of this data and its ability to be reused and analyzed. Many of these ideas can be found in our Open Data Policy Guidelines.

1. Mandate timeliness -- Releasing zoning data in a timely manner, and updating it when changes are made, gives people a chance to be aware of and react to changes that might impact them.

2. Use open formats -- Open, structured data helps encourage reuse and analysis, and for zoning data releasing several different kinds of open structured data might be helpful for different levels of users. CSV or XML files are formats that can be used for spreadsheets with zoning information. File formats specific to geospatial software, from shapefiles to GeoJSON, can help encourage the development of more advanced apps and mapping of zoning data.

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The Impact of Opening Up Zoning Data

The content, format, and quality of the zoning information municipalities share varies widely. Posting this information online empowers policymakers to better understand the impact of their decisions and allows people to provide accountability on the process. Access to this information can also help people understand what they are or are not allowed to do -- but zoning data, even in an open format, is not always easy to understand. Thankfully, having this data publicly available has also enabled applications and news stories that contextualize the information and show people just how zoning regulations and processes can impact them.

Take a look, for example, at Second City Zoning created by the folks at Open City Apps in Chicago, Illinois. This app breaks down complex zoning regulations into categories that would make sense to someone who's not at all familiar with Chicago's specific codes. Users can look at the city's zoning by type (residential, commercial, or industrial) and by special purpose districts, such as planned development, transportation, parks, and open space. Hovering a computer mouse over any of these categories also reveals a short pop-up explanation of what that category means. Clicking on the interactive map allows users to see what exists on a certain section of land, ranging from parks and playgrounds to shopping centers and tall buildings. Visualizing zoning data in this way enables people to easily see what zoning regulations mean in practice, and it allows them to research how different zoning might lead to a changed landscape. Second City Zoning's About section also has explanations related to the zoning processes and regulations, further empowering users to understand just what this complex dataset can mean in practice.

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The Landscape of Municipal Zoning Data

Zoning impacts the most physical elements of communities and impacts people's daily lives. When it comes to being transparent about the zoning process and its outcomes, many local governments are posting information -- one way or another -- on their websites. It's a varied landscape, but it is worth assessing to see where there might be room for improvement.

WHAT WE TALK ABOUT WHEN WE TALK ABOUT ZONING

It's not surprising, in a way, that so many local governments choose to proactively release various kinds of information related to zoning. Zoning regulations can impact everything from what can be built and where it can be built to how it can be built and more. How a lot is zoned doesn't just determine whether that land can be used for commercial or residential purposes (or something else entirely) -- it can also determine the very structure of buildings down to details like height and square footage. Zoning and planning ordinances can even impact how close certain kinds of buildings may be to one another -- schools and liquor stores are one example of a spatial relationship that is sometimes regulated. Zoning has an impact on many of the most concrete aspects of a municipality, and this makes it an issue that's of interest to residents, business owners, developers, and many other groups. This means zoning can also be a prime target for people who want to game the system to obtain influence over this important aspect of cities.

Madison-street-viewThe zoning process generally consists of elected or appointed officials making decisions about how land can be used and the specifications of structures. It has a direct impact on the shape communities take. The zoning process, and what it controls, however, varies from place to place. That means it's important for each municipality to be clear about what its process is so policymakers, residents, and businesses alike can all understand this powerful issue. For this look into the landscape of zoning data, we're including information most directly related to the process and its outcomes. We're not including other data that might be tied to land parcels, like data about tax breaks or special tax zones.

Not all zoning data is created equal, of course. Some cities simply release a list of the ordinances related to zoning, others release PDF maps of how land parcels are zoned, and some have interactive maps with layers of information. To have open zoning data, a municipality should have structured data available online that makes it easy for people to analyze and reuse -- in addition to information that enables people to understand the zoning process.

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When Are Public Officials' Calls and Emails Public Records?

Public officials are elected or appointed to do the people's business, but what happens to transparency when they do that business through private channels? There have been cases across the country revolving around public officials using private methods of communication -- like personal email accounts or cell phones -- to conduct public business. When citizens request to know more about business done by their representatives, these private communications have, at times, served as blocks to the public's right to access information. As some of these cases are being decided in courts, we've seen a wide variety of responses from state and local governments about how to handle this public records issue.

In Alaska, such a case made it all the way to that state's Supreme Court. A citizen questioned the practice of former Governor Sarah Palin using a personal email account to conduct public business. Alaska's Supreme Court decided that if the state's employees use personal email for public business, those records must be made available to the public.

At least one government body on the other side of the country reached a similar conclusion about the value of keeping public business in the public record. The Washington, D.C., council voted to require members and employees to conduct public business on their public accounts. This move came after an open government group sued the council for not sharing public business done on personal accounts. The Mayor has also directed government employees to stay away from using personal email accounts for official business.

Not all government bodies are moving toward requiring this kind of disclosure, unfortunately.

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The Impact of Opening up Lobbying Data

We found a varied landscape when we explored what cities include in releases of lobbying data and how they release it, but one thing is clear: Disclosing and contextualizing lobbying data can have a high impact on a community. Journalists and other watchdogs who dig into municipal lobbying information have unearthed a wide range of stories illustrating the relationships between money, access to power, and the decisions made by those who have power. Raw lobbying information alone doesn't necessarily make for an insightful story about the world of political influence, but it's a key data set that is essential to revealing these kinds of narratives.

This is especially clear in Philadelphia, where information from the city's lobbying registrations and quarterly reports have been pulled into a searchable, sortable database called Lobbying.ph. Casey Thomas, a Philadelphia developer, was part of the team that created Lobbying.ph at a local hackathon in February 2012, and he expanded on it before joining AxisPhilly, a non-profit news organization, later that year. AxisPhilly now houses and maintains the project.

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Evaluating Municipal Lobbying Data: Philadelphia

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“Consistent” is not the first word one would use to describe the landscape of lobbying data released by municipalities. As revealed by our research, the formats and range of information local governments collect and disclose about lobbying activity varies quite a bit from one community context to another. After exploring the best practices for collecting and releasing this information, we created and recently published a Municipal Lobbying Data Guidebook. This guide addresses not only what kinds of information should be included in an ideal lobbying dataset, but also information about how that data should be collected and shared, regulated, and examples of the impact of having this information made available in an open way. (Something we’ll continue to explore in future posts.)

So how do municipalities measure up to these standards? We took a close look at three cities -- Austin, Chicago, and Philadelphia -- to explore what they’re doing well and where their lobbying disclosure can improve.

We've already covered Austin and Chicago. Now we turn to look at Philadelphia, which is a unique case in this set of cities.

WHAT COULD (AND WAS SUPPOSED TO) BE

Philadelphia's online lobbying disclosures were never supposed to look like they do now. When the lobbying disclosure law passed in 2010, the city contracted for software that would utilize electronic filing and share the information in a searchable format -- a requirement under the new law. The city had to cancel that contract, though, when the vendor failed to produce working software for the lobbying portal.

The city's current lobbying disclosure website is a temporary solution. Philadelphia recently put out a notice of intent to contract* for a new website with Acclaim Systems Inc -- the same company working on the state of Pennsylvania's lobbying disclosure system. The RFP for Philadelphia's new website includes a call for the use of unique ID numbers for filers; a way to publish registrations and expense reports "as PDFs and as data to the public searchable site"; user ability to search and download registration and expense reports "easily via the Internet" and to generate PDFs for each of these; and to create an online directory of lobbyists with photos.

The goal is essentially to have Philadelphia's website meet the two stipulations called for in the lobbying disclosure law: e-filing and searchability. The RFP calls for a system "that can be designed and implemented in a four-month timeframe or less," so if the contract receives final approval soon the site could be up this year.

Having some information available in the meantime is better than having none at all. We evaluate the current website with this in mind and with an eye toward how the next iteration of the website that comes after this placeholder might look.

WHAT EXISTS NOW

I. What data is available

Philadelphia links to its lobbying information from a webpage on its Board of Ethics site. It makes registration and reporting forms and instructions available. It also posts some completed lobbying registrations and expense reports.

The lobbying registration forms require the date of registration, the lobbyist name, address, and contact information, details about any affiliated political action committees or candidate political committees, and the name, address, and contact information for any principals or lobbying firms. This level of detail is in line with Sunlight’s Guidebook recommendations.

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Calling for Common Sense (and Bulk Data) in California

 

Request denied.

That’s the response MapLight, California Common Cause, and 10 other media, transparency, and reform organizations (including Sunlight) received last Wednesday to a letter submitted to the office of California’s Secretary of State.

The letter made a simple request of Secretary Debra Bowen’s office: Add the option of downloading bulk data from California’s campaign finance and lobbying database (Cal-Access) by posting this information in one, single, downloadable file on this public website, and keep this information up-to-date. Not quite a hamfisted transparency reform, but one that’s proved to be quite revealing about online disclosure in the Golden State.

Currently there are only two ways to access the information contained on Cal-Access. The first is to slowly surf through the portal’s online interface, choosing limiting, specific sub-fields of information types (i.e Listing by Certified Election Candidates; Incumbents; etc), and relying on the system to generate specific reports that do not allow users to easily compare (or download) information.

The second way is via CD-ROM. Yes, to gain “open” access to structured, bulk data from the state of California about campaign finance and lobbying information, you need to submit a request and pay $5 and wait for the state to send you a CD-ROM.

There are a lot of problems evident in this scenario, not the least of which is the delay (up to a month!) caused by needing to translate information that already exists in an electronic format into a “physical” one (the CD-ROM). This delay not only costs the state in terms of staff time and resources, but also has a huge cost to the citizens of California. Californians have a right to unfettered access to public information -- like lobbying and campaign finance reports -- which provide vital knowledge and data about how the state government operates and who is trying to influence that power.

Five dollars -- or fifty -- is too high a cost to pay for this access.

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