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Tag Archive: enforcement

Transparency Case Studies: Some Early Lessons from the Field

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For much of this year I have been conducting research into the impacts of technology enabled transparency policy around the world. A significant step in this process was reading theory and existing evidence to find the footing and context of the project, as well as defining our scope and developing our methodology and research protocol. But over the last several months, the long process of data collection has begun. The first wave of the case study project is in full swing, and so I spend my days setting up and conducting interviews. At this point the data collection on our first case, public procurement in the Slovak Republic, is coming to a close. Despite the early stage, some interesting lessons and themes have already begun to emerge from the conversations I am having.

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Meetings missing from CFTC website

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A week before Commodity Futures Trading Commission (CFTC) commissioners unanimously approved new rules restricting how brokerage firms may invest customer funds, executives from Newedge, which had pushed against the rules along with the now bankrupt firm MF Global, attended several meetings with high ranking CFTC officials.

However, not all of these meetings were disclosed on the agency's official logs that track meetings of CFTC officials with outsiders on implementation of the Dodd-Frank financial law.

On November 28, the CEO and high level executives from Newedge, a global brokerage firm, attended two meetings at the CFTC, according to meeting log ...

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